Description

Our client specializes in systematic strategies across equities, futures, and derivatives, powered by advanced quantitative research, machine learning, and high-frequency trading technology. With over 160 professionals globally, including 120+ in investment and research, the firm combines trading-floor dynamism with research-driven rigor. Its Hong Kong team focuses on regulated activities under the Securities and Futures Commission (SFC), discretionary portfolio management, and cross-border programs such as RQFII and QDLP.

Role Overview

We are seeking an experienced Responsible Officer (Type 1 Dealing in Securities) with a strong track record in HKEX Market Making. The successful candidate will oversee market-making operations, ensure regulatory compliance, support robust risk management, and contribute to business development.

Key Responsibilities

• Oversee market making activities and ensure compliance with SFC and HKEX regulations.
• Provide strategic input on trading systems, market-making strategies, and operational readiness.
• Mentor junior staff to enhance efficiency and expertise.
• Strengthen risk management and internal control frameworks across market-making and proprietary trading.
• Conduct internal audits, streamline workflows, and update policies in line with regulatory developments.
• Collaborate with cross-functional teams to ensure operational resilience and regulatory compliance.

Requirements

• Licensed Responsible Officer (Type 1) under Hong Kong SFC.
• Hands-on experience in HKEX Market Making operations.
• Strong knowledge of SFC regulatory framework and HKEX rules.
• Expertise in risk management, trading systems, and operational oversight.
• Excellent command of English, Cantonese, and Mandarin.
• Proven leadership and collaboration skills.